Policy

SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds

Cross-asset desk, Private Trade News (2026-10-09): SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds The Securities and Exchange Commission today proposed amendments to the… Primary source: original at SEC (sec.gov).

October 9, 2026 5:21 PM GMT · SEC

The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates under certain conditions. The proposed amendments…

Read at source

Read also

New rules to make long-term investment funds clearer

Virgin unveils its future cross-Channel train as it gears up to take on Eurostar

Federal Reserve Board announces enforcement action against American Express Company to address, among other things, the firm’s failure to sufficiently detect and report certain suspicious activity related to money laundering

China agrees to ‘halve’ hybrid car exports to EU in landmark deal